This e-learning is designed to provide the knowledge and skills relevant to the qualified CMSRL holder for dealing in securities seeking to be dual licenced holder for dealing in securities and dealing in derivatives.

Upon completion of this e-learning, participants will be able to: 

1.    describe basic concept and mechanism of derivatives market

2.    identify key features, users and risks associated with investing in derivatives market

3.    explain the dealing in derivatives offences in relation to Capital Markets and Services Act 2007 (CMSA) and Guideline on Prevention of Money Laundering and Terrorism Financing for Reporting Institutions in the Capital Market

4.    describe the key components, features and the risks and benefits involved in trading with futures, options, CFD, forward and options contracts

5.    apply appropriate strategies in trading futures, options, forward, swaps and CFD

6.    determine appropriate charts, fundamental and technical indicators to interpret price movement and volume as well as the impact of economy, monetary and fiscal policies in derivative trading

7.    explain the trading and settlement process in derivatives

8.    implement Know Your Client (KYC) procedures in derivatives trading

9.    explain the ways to manage derivatives deals in line with the rules and regulations of derivatives trading