Module 3 Essentials of Compliance

Laws & Regulations

Securities Industry Development Corporation

10 CPE


The last date for REGISTRATION is on 01 November 2024

Securities Industry Development Corporation

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No.3, Persiaran Bukit Kiara,

Bukit Kiara W.P Kuala Lumpur 50490

Malaysia

+60362048667

sidc@sidc.com.my

Terminal Objective:

By the end of this module, participants will be able to provide compliance advisory to the business to ensure overall compliance with legal and regulatory requirements

Enabling Objectives:  

  • Identify the roles and responsibilities of the compliance function in the organisation
  • Analyse the costs and benefits of compliance
  • Explain the impact of technological advances which give rise to compliance issues
  • Determine factors to consider in creating an effective compliance infrastructure



*The SIDC reserves the right to amend the programme as deemed appropriate without prior notice