Module 5 Compliance Corporate Governance Risk and Ethics

Laws & Regulations

Securities Industry Development Corporation

10 CPE


The last date for REGISTRATION is on 01 November 2024

Securities Industry Development Corporation

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No.3, Persiaran Bukit Kiara,

Bukit Kiara W.P Kuala Lumpur 50490

Malaysia

+60362048667

sidc@sidc.com.my

Terminal Objective:

By the end of this module, participants will be able to identify the relevance of corporate governance, risk management and ethics & integrity to compliance functions in the organisation.

Enabling Objectives:  

  • Define and outline the principles and requirements of good corporate governance
  • Recognise emerging risks issues and trends in the capital market industry
  • Identify practices that promote fairness and transparency in dealing with others
  • Explain the important elements in the Code of Ethics and Code of the Conduct



*The SIDC reserves the right to amend the programme as deemed appropriate without prior notice