This e-learning programme is designed to provide you with a comprehensive understanding of the Malaysian securities industry, rules and regulations framework, professional standards and the fit and proper criteria essential for holding a Capital Markets Services Representative's Licence (CMSRL). Focused specifically on the Malaysian capital market, the programme will examine the regulatory structure and its governing laws, duty and standard of care associated with dealing in securities, various offences and stock market operations.

Upon completion of this programme, participants would be able to:

1.    recognise the securities industry and its significance to the Malaysian economy

2.    outline the regulatory structure of the securities industry in Malaysia

3.    describe the main laws and regulations governing the operation of the securities industry in Malaysia

4.    explain the activities and current trends connected to money laundering and terrorism financing and the Malaysian regulatory approach towards them

5.    distinguish the relationship between the stockbroking company and its client

6.    describe the duty and standard of care applicable to person(s) who carries (carry) on the business of dealing in securities

7.    explain the licensing requirements of person(s) who carries (carry) on the business of dealing in securities and their representatives

8.    illustrate the various securities offences and their impact

9.      discuss the operations of the stock market in Malaysia