Thinking and Communication Skills for Compliance Officers_2024

Laws & Regulations

Securities Industry Development Corporation

10 CPE


The last date for REGISTRATION is on 08 August 2024

Securities Industry Development Corporation

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No.3, Persiaran Bukit Kiara,

Bukit Kiara W.P Kuala Lumpur 50490

Malaysia

+60362048667

sidc@sidc.com.my

This programme will enable participants to recommend a solution for a problem or issue supported by possible options in a given situation related to the compliance function.

By the end of this programme, participants will be able to:

•describe thinking and problem-solving frameworks and fundamentals

•determine the steps to enhance thinking skills to assess compliance matters  

•explain the concept and process of problem-solving and decision-making in overseeing compliance of the relevant rules and regulations

•identify potential decision-making strategies in dealing with possible misconduct

•develop effective communication techniques to manage compliance conversations


*The SIDC reserves the right to amend the programme as deemed appropriate without prior notice